NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution

NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution

1. Details of issuer

NFON AG
Machtlfinger Straße 7
81379 Munich
Germany

2. Reason for notification

  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason: First admission of shares on an organized market.

3. Details of person subject to the notification obligation

Name: City and country of registered office:
Mr Dr Matthias Hallweger,
Date of birth: 07 Jun 1968
Paris
France

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

MIG GmbH & Co. Fonds 9 KG

5. Date on which threshold was crissed or reached:

09 May 2018

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation 5.76 % 1.60 % 7.36 % 13806816
Previous notification n/a % n/a % n/a % /

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33,34 WpHG)

ISIN absolute in %
  direct
(Sec. 33 WpHG)
indirect
(Sec. 34 WpHG)
direct
(Sec. 33 WpHG)
i‌ndirect (Sec. 34 WpHG)
DE000A0N4N52 0 794964 % 5.76%
Total 794964 5.76%

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
        %
    Total 0 0 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
      Both 221009 1.60 %
T‌otal 221009 1.60 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Hallweger, Dr. Matthias % % %
HMW Emissionshaus AG‌ %‌ %‌ %‌
HMW Verwaltungs GmbH‌ %‌ %‌ %‌
MIG GmbH & Co Fonds 9 KG‌ 5‌.20 % %‌ 6‌.65 %
Hallweger, Dr. Matthias‌ %‌ %‌ %‌
HMW Emissionshaus AG‌ %‌ %‌ %‌
HMW Verwaltungs GmbH‌ ‌% %‌ %‌
MIG GmbH & Co Fonds 11 KG‌ %‌ %‌ %‌

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:  
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks: